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Regulatory affairs

Regulatory affairs

Quintet Private Bank

policies

Active Ownership Policy

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Statement on principal adverse impacts of investment decisions on sustainability factors - Quintet as Financial Market Participant

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No consideration of adverse impacts of investment advice on sustainability factors - Quintet as financial advisor


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Responsible Investment Policy

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Fund Sustainability Assessment Summary

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Sustainability Risks in Investments Policy 

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Sustainable Investment Framework

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Remuneration policy

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due diligence experience

AML Comfort Letter

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U.S. Patriot Act

Certification regarding correspondent accounts for foreign bank

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Sanctions statement


September 2022

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Wolfberg Due Diligence Questionnaire

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List of Sub-custodians

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Kredietrust Luxembourg
UCITS and AIFM management company fully owned by Quintet Private Bank

Policies

Active Ownership Policy

Download

Statement on principal adverse impacts of investment decisions on sustainability factors



Download

Responsible Investment  Policy

Download

Fund Sustainability Assessment Summary

Download

Sustainability Risks in Investments Policy

Download

Sustainable Investment Framework

Download

Remuneration policy

Download

Investor Rights Summary

 

This document outlines the rights applicable to the shareholders for:

- Essential Portfolio Selection
- Rivertree Bond
- Rivertree Equity
- Rivertree Fd

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Sustainability related disclosures


In this section you will find detailed sustainability-related information of our products according to the SFDR requirements.

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All information regarding the handling of complaints is available free on request.