Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. Compared to others, we are small (<2,000 employees across 50 European and UK locations) with an ambition to stay true to our purpose to be the most trusted fiduciary of family wealth. When you join Quintet you are joining a company that values diversity of background, equal access to opportunities, career development, collaboration and inclusiveness. We want our employees to feel proud of being part of a company that is committed to do the right thing. You will have the opportunity to grow your career while developing personally and professionally through various resources and programs.
Quintet is looking for an experienced regulatory compliance officer to form part of the Luxembourg & Denmark Compliance Team, as well as assisting other regulatory compliance advisers in all locations in which Quintet operates. The successful candidate will form part of a Compliance function, whose key role is enabling the bank to deliver good outcomes for their clients at the highest possible regulatory and market standards.
The principal duty of the job holder is providing regulatory compliance advice to colleagues in the different lines of business within Quintet Luxembourg & Denmark. This includes (list is non-exhaustive): Conduct of Business, Investor Protection, Market Abuse, Sustainable Finance and Cross-Border compliance.
The job holder will also work closely with other regulatory compliance advisers from the EU and the UK as part of the Group Regulatory Compliance Team to ensure the Compliance function speaks with one voice. The remit of the role covers the areas of Private Banking and Wealth Management, Financial Intermediaries Markets and Asset Servicing. The job holder will have two reporting lines: a hierarchical reporting line to the Luxembourg & Denmark Chief Compliance Officer, and a functional reporting line to the Group Head of Regulatory Compliance.